Securities Enforcement Consulting
Einhorn Securities Enforcement Consulting provides advisory and consulting services to publicly held companies, their boards of directors, audit committee's, in house and outside counsel faced with the imminent prospect of an informal inquiry, formal investigation or enforcement action by the Securities and Exchange Commission or other regulatory body. Einhorn Securities Enforcement Consulting is a one man operation that draws upon the almost 40 years of experience of Irving M. Einhorn in this area of the law. Given the experience of its founder, Irving M. Einhorn, Einhorn Securities Enforcement Consulting is uniquely qualified to serve its clients needs in the most efficient, intelligent and cost effective manner possible.
Einhorn Law Provides The Following Securities Enforcement Consulting:
- Advice and assistance to law firms regarding most effective way to respond to and deal with SEC inquiries or investigations of their clients.
- Advice and counsel to Boards of Directors, audit committees and in house counsel of publicly held companies with regard to appropriate response when confronted with issues that could be or are the subject of an SEC enforcement inquiry, investigation or enforcement action.
- Consulting services and guidance to attorneys handling SEC enforcement proceedings.
- Consulting services to counsel and companies unfamiliar with the process and pitfalls involved with negotiating settlements of SEC enforcement actions.
Because of his extensive experience in securities enforcement matters, Einhorn provides an invaluable service to the public company, its officers directors and counsel who seek advice or a unbiased and slightly different perspective on the manner in which an enforcement inquiry should be handled. Einhorn Securities Enforcement Consulting also offers its consulting expertise to law firms that do not have the attorneys with comparable experience in handling securities enforcement matters and who wish to avoid making mistakes that could be costly to the client and expose their firm to potential liability.
